Compliances – Regulatory | SIZE |
---|---|
Facility To View KRA Status And Guidance To Update | 905 KiB |
Policy On Ease Of Doing Investments By Investors | 296 KiB |
Code of Conduct – Prevention of Insider Trading | 1.05 MiB |
Investor Grievance redressal Mechanism | 498 KiB |
TCASL-Client Registration Form | 287.4 KiB |
Acceptance Of Prefunded Instruments Policy | 30.7 KiB |
Error Code Policy | 32.3 KiB |
Inactive Client Policy | 29.3 KiB |
Internal Control Policy | 35.1 KiB |
Policy On Circulation Of Unauthenticated News | 79.4 KiB |
Policy On Client Code Modification | 37.3 KiB |
Policy On Conflict Of Interest | 47.4 KiB |
Prevention Of Money Laundering Act | 50.0 KiB |
Risk Management Policy | 29.4 KiB |
Surveillance Policy | 32.3 KiB |
Policy for identification of beneficial ownership of clients’ accounts | 32.3 KiB |
Policy on outsourcing of activities | 32.3 KiB |
Limit Setting Policy | 32.3 KiB |
Taurus Group – KYC Advisory | 327 KiB |
Depository Participant Details | SIZE |
---|---|
Taurus Group – Investor Charter – Depository Participants | 1112 KiB |
Taurus Group – Investor Charter – Depository Participants Complaints | 540 KiB |
Merchant Banker Details | SIZE |
---|---|
Taurus Group – Investor Charter – Merchant Banker | 232 KiB |
Taurus Group – Investor Charter – Merchant Banker Complaints | 468 KiB |